Investment Management Associate, Multiple US Locations · Leading Investment Management Firm

This group provides counsel to registered investment companies on federal securities matters and regulatory compliance. It has developed recognized expertise in this specialized field.

The work:

• Guide clients through SEC compliance, regulatory filings, and disclosure obligations
• Prepare agreements governing investment management arrangements, fund documents, and board materials
• Help clients navigate the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, and Securities Exchange Act of 1934
• Support fund formation, SEC registration, and ongoing regulatory management

What they're looking for:

• 3-8 years of substantive experience in investment company securities law
• Working knowledge of the federal regulatory framework for investment funds
• Strong legal drafting and analytical skills
• Self-motivated, detail-oriented professional committed to client relationships