Investment Funds Regulatory Associate, New York · Vault Top 10 Firm

Vault top-tier law firm seeks an associate for the regulatory side of its investment funds practice. The role centers on SEC compliance and regulatory matters for fund sponsors and managers. You'll handle fund documentation, filings, and examination responses under the Investment Advisers Act and related securities laws.

The work:

• Preparing and reviewing offering documents and fund governing documents
• Advising clients on compliance with investment fund regulations
• Managing SEC filings and responding to examinations
• Interpreting rules under the Investment Advisers Act of 1940
• Advising on the Investment Company Act and Securities Act requirements

What they're looking for:

• 2-4 years of investment funds regulatory experience at a top-tier firm
• Strong knowledge of the Investment Advisers Act of 1940
• Familiarity with the Investment Company Act and Securities Act
• Admission to practice in New York
• Excellent attention to detail and client communication