Investment Funds Regulatory Associate, Chicago, New York, Washington DC · Vault Top 10 Firm

This Vault Top 10 firm's investment funds regulatory group advises investment advisers, family offices, and financial institutions on regulatory compliance for private equity, hedge, credit, and real estate funds. The role involves counsel on SEC examinations and enforcement matters, Investment Advisers Act and Investment Company Act compliance, and fund structuring. Attorneys coordinate with the firm's white collar defense practice on regulatory investigations and work across multiple asset classes.

The work:

• Advise investment fund sponsors on regulatory requirements and compliance strategies
• Support clients through SEC examinations, investigations, and enforcement proceedings
• Counsel on Investment Company Act structuring and status issues
• Handle fund formation and operational compliance matters

What they're looking for:

• 3+ years of asset management regulatory experience
• Working knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940
• Private equity or hedge fund formation background preferred