Job opening · Ref VPO-0700
Financial Services Associate, Boston · Vault Top 20 Firm
Join a top-tier law firm's financial services practice, advising asset managers, investment funds, and financial services firms on regulatory and structuring matters. This role involves substantial exposure to complex fund formation, securities compliance, and emerging asset classes.
The work:
- Advise on fund structures and regulatory compliance under the Investment Company Act and Investment Advisers Act
- Handle regulatory matters including cross-border registration, examination issues, and enforcement matters
- Provide counsel on broker-dealer and exchange-traded fund regulatory compliance
- Support clients navigating digital asset and blockchain regulatory frameworks
- Conduct legal analysis and documentation for complex financial products
What they're looking for:
- 3 to 7 years of experience in securities law, financial services regulation, or related practice
- Strong foundation in federal securities regulations
- Background with investment funds, broker-dealer matters, or digital assets valued
- Excellent writing and analytical capabilities
- Prior experience at a large law firm, in-house counsel role, or regulatory agency preferred
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